Enhanced Fund Support: Distribution, Reporting & Compliance

Distribution and Reporting services

Complementing its distribution services, APIS provides value-added solutions, including:

  • KIID (Key Investor Information Document) preparation

  • Passporting to regulatory authorities

  • Fund registration services

  • Comprehensive fund reporting

Directors sourcing

The independence of Directors has long been a central issue in corporate governance, as independent non-executive directors are widely seen as essential for protecting the interests of shareholders and stakeholders. Ensuring that Boards include Directors free from material conflicts of interest facilitates thorough scrutiny of management recommendations and proposals, enabling objective decision-making, especially in cases involving potential conflicts of interest.

APIS provides Independent Directors with extensive experience in the financial industry, ensuring effective governance and oversight.

Responsible du Contrôle (RC) and Responsible du Respect (RR) of AML obligations

All UCITS, AIF, and RAIF funds are subject to AML/CFT requirements and must appoint:

  • A Responsible for Compliance (RR), who can be a Director of the fund or collectively the Board.

  • A Money Laundering Reporting Officer (MLRO) / Responsible for Control (RC), who must meet specific requirements such as presence, access to information, and training.

As the Management Company or AIFM of a fund, APIS AM can provide RC services, ensuring compliance with AML/CFT regulations.